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The Law of Securities Regulation. 8th ed. T.L.ハーゼン著 証券規制法ホーンブック 第8版
・ISBN 978-1-64242-409-6 hard US$ 167.00
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| 著者・編者 | Hazen, Thomas Lee, |
|---|---|
| シリーズ | Hornbook Series |
| 出版社 | (West, US) |
| 出版年月 | 2021.01 |
| ページ数 | 892 pp. |
| 言語 | ENG |
| ニュース番号 | ＜661-1095 661-P3369＞ |
解説
This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. This new edition reflects recent SEC rulemaking, including important amendments to exemptions from registration, new broker-dealer obligations, as well as recent Supreme Court and many other case law developments.