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Securities Regulation in a Nutshell. 12th ed. T.L.ハーゼン著『米国証券規制法概説』第12版
・ISBN 978-1-64242-398-3 paper US$ 60.00
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| 著者・編者 | Hazen, Thomas Lee, |
|---|---|
| シリーズ | Nutshell Series |
| 出版社 | (West, US) |
| 出版年月 | 2021.01 |
| ページ数 | 277 pp. |
| 言語 | ENG |
| ニュース番号 | <661-1094 661-P3368> |
解説
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.