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The Regulation of Financial Planning in Australia

The Regulation of Financial Planning in Australia : Current Practice, Issues and Empirical Analysis.

・ISBN 978-0-367-14997-0 2019 hard GB£ 171.99

¥54,486.- (税込) (※)価格はご注文時の参考価格となります。
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・ISBN 978-1-032-08980-5 2021 paper GB£ 46.99

¥14,886.- (税込) (※)価格はご注文時の参考価格となります。
納品価格につきましては書籍の入荷時点で確定となります。
版元の原価改定、外国為替の変動等により異なる場合がございますので、予めご了承下さい。

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電子版あり 大学・学術機関向け電子ブック(eBook)ISBN 978-0-429-05437-2

著者・編者McInnes, Angelique Nadia Sweetman,
シリーズRoutledge Advances in Management and Business Studies
出版社(Routledge, UK)
ページ数372 pp.
言語ENG
ニュース番号<652-L1144 652-L653>

解説

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.

The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.

This book makes a very useful reference to understanding financial planning licencing model in Australia.