株式会社極東書店トップ商品一覧Federal Securities Laws: Selected Statutes, Rules, and Forms. 2018 - 2019 ed.

商品詳細

Federal Securities Laws: Selected Statutes, Rules, and Forms.

Federal Securities Laws: Selected Statutes, Rules, and Forms. 2018 - 2019 ed. J.C.コフィ他著 連邦証券法 2018~19年版

・ISBN 978-1-64242-673-1 soft

お気に入り
著者・編者Coffee, John C., Jr. / Sale, H. A. / Whitehead, C. K.,
シリーズSelected Statutes
出版社(Foundation, US)
出版年月2019
ページ数2271 pp.
言語ENG
ニュース番号<650-L1053 650-P2614>

解説

This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. It contains many changes from the prior year's version:
  • Changes to Regulation S-K;
  • Changes to Regulation S-X;
  • New Securities Act Rule 135d regarding communications involving security-based swaps;
  • Amendment of Securities Act Rule 701;
  • Temporary relief from certain crowdfunding reporting requirements in Securities Act Rule 203; and
  • Temporary Investment Company Act Rule 30b1-9(T) regarding monthly reports on Form N-PORT.
This edition has a cutoff date of September 15th, 2018.