株式会社極東書店トップ商品一覧Securities Regulation in a Nutshell. 11th ed.

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Securities Regulation in a Nutshell.

Securities Regulation in a Nutshell. 11th ed. T.L.ハーゼン著『米国証券規制法概説』第11版

・ISBN 978-1-68328-318-8 soft

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著者・編者Hazen, Thomas Lee,
シリーズNutshell Series
出版社(West, US)
出版年月2016
ページ数449 pp.
言語ENG
ニュース番号<635-1400 635-P2323>

解説

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.