株式会社極東書店トップ ＞ 商品一覧 ＞ Individual Conduct and Accountability : A Practical Guide for Financial Services Firms.
商品詳細
Individual Conduct and Accountability : A Practical Guide for Financial Services Firms. 個人の行為と説明責任－金融サービス企業の実務的ガイド
・ISBN 978-0-414-05073-0 paper
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| 著者・編者 | Snowdon, Peter / Lovegrove, S. / Fulbright, N. R. et al. (eds.), |
|---|---|
| 出版社 | (Sweet & Maxwell, UK) |
| 出版年月 | 2016 |
| ページ数 | 636 pp. |
| 言語 | ENG |
| ニュース番号 | ＜633-1253 633-P2443＞ |
解説
Individual Conduct and Accountability will give detailed and practical guidance for all types of financial institution concerning the new rules governing the conduct and behaviour of individuals, both approved and non-approved, which will come into force in 2015. This will include all aspects from obtaining approval through to supervision, enforcement and liability. Separate chapters will deal with different classes of individual, and the text will include checklists and case studies.