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Research Handbook on Securities Regulation in the United States. J.W.マーカム他編 米国における証券規制研究ハンドブック
・ISBN 978-1-78254-006-9 hard GB£ 217.00
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| 著者・編者 | Markham, Jerry W. / Gjyshi, R. (eds.), |
|---|---|
| シリーズ | Research Handbooks in Financial Law |
| 出版社 | (E. Elgar, UK) |
| 出版年月 | 2014 |
| ページ数 | 544 pp. |
| 言語 | ENG |
| ニュース番号 | <616-1386> |
解説
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process.
Scholars and students of financial law, banking and regulatory law will find this book a useful resource, as will attorneys, compliance professionals, risk-mitigation professionals and corporate leaders.
Contributors: B. Black, L.A. Blau, R.C. Campos, P. Evans, J. Fanto, J. Gabilondo, Z.J. Gubler, T.L. Hazen, W.A. Kaal, A.B. Laby, M. Liston, J. MacLeod Heminway, M.Q. Paz