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商品詳細
Financial Services Authority Regulation and Risk-Based Compliance. 2nd ed.
・ISBN 978-1-84592-249-8 paper GB£ 105.00
￥33,264.- (税込) ※（※）価格はご注文時の参考価格となります。
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お気に入り
★★★
| 著者・編者 | Bazley, Stuart / Haynes, A., |
|---|---|
| 出版社 | (Tottel Pub., UK) |
| 出版年月 | 2006 |
| 言語 | ENG |
| ニュース番号 | ＜533-L243＞ |
解説
Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.